-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/hVRtpDIJSQS+cw3bVF+sXa1R/3W0xUaacX7h1UwyLpiPo+x4iOjRo8cwK9XkUd 0/IWwCDG6xsjNMsgB4xvfg== 0000919574-08-003754.txt : 20080625 0000919574-08-003754.hdr.sgml : 20080625 20080625170636 ACCESSION NUMBER: 0000919574-08-003754 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080625 DATE AS OF CHANGE: 20080625 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOIMMUNE INC CENTRAL INDEX KEY: 0000879106 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 133489062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44757 FILM NUMBER: 08917206 BUSINESS ADDRESS: STREET 1: 1199 MADIA STREET CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 6267921235 MAIL ADDRESS: STREET 1: 1199 MADIA STREET CITY: PASADENA STATE: CA ZIP: 91103 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUSMAN CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001410831 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 717 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-230-4790 MAIL ADDRESS: STREET 1: 717 FIFTH AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 d895436_13g-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AUTOIMMUNE INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 052776101 - -------------------------------------------------------------------------------- (CUSIP Number) June 23, 2008 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 052776101 --------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Joel Lusman 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 2,348,153 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 2,348,153 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,348,153 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.8% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN CUSIP No. 052776101 --------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lusman Capital Management, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 2,348,153 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 2,348,153 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,348,153 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.8% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO CUSIP No. 052776101 --------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lusman Capital GP, LLC 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 2,228,153 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 2,228,153 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,228,153 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.1% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO CUSIP No. 052776101 --------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lusman Partners, LP 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,242,437 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,242,437 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,242,437 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.3% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN CUSIP No. 052776101 --------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Lusman Master Fund, Ltd. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 985,716 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 985,716 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 985,716 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.8% 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO CUSIP No. 052776101 --------- Item 1(a). Name of Issuer: AutoImmune Inc. (the "Issuer") -------------------------------------------------------------------- (b). Address of Issuer's Principal Executive Offices: 1199 Madia Street Pasadena, CA 91103 -------------------------------------------------------------------- Item 2(a). Name of Persons Filing: Joel Lusman Lusman Capital Management, LLC Lusman Capital GP, LLC Lusman Partners, LP Lusman Master Fund, Ltd. -------------------------------------------------------------------- (b). Address of Principal Business Office, or if None, Residence: Joel Lusman: 717 Fifth Avenue, 14th Floor New York, NY 10022 Lusman Capital Management, LLC: 717 Fifth Avenue, 14th Floor New York, NY 10022 Lusman Capital GP, LLC: 717 Fifth Avenue, 14th Floor New York, NY 10022 Lusman Partners, LP: 717 Fifth Avenue, 14th Floor New York, NY 10022 Lusman Master Fund, Ltd.: c/o Goldman Sachs Administration Services Hardwicke House, 2nd Floor Hatch Street Dublin 2 Ireland -------------------------------------------------------------------- (c). Citizenship: Joel Lusman: United States of America Lusman Capital Management, LLC: Delaware Lusman Capital GP, LLC: Delaware Lusman Partners, LP: Delaware Lusman Master Fund, Ltd.: Cayman Islands -------------------------------------------------------------------- (d). Title of Class of Securities: Common Stock, par value $0.01 per share -------------------------------------------------------------------- (e). CUSIP Number: 052776101 -------------------------------------------------------------------- Item 3. If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with s.240.13d 1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with s.240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with s.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Joel Lusman: 2,348,153 Lusman Capital Management, LLC: 2,348,153 Lusman Capital GP, LLC 2,228,153 Lusman Partners, LP: 1,242,437 Lusman Master Fund, Ltd.: 985,716 ---------------------------------------------------------------------- (b) Percent of class: Joel Lusman: 13.8% Lusman Capital Management, LLC: 13.8% Lusman Capital GP, LLC 13.1% Lusman Partners, LP: 7.3% Lusman Master Fund, Ltd.: 5.8% ---------------------------------------------------------------------- (c) Number of shares as to which the person has:(1) - ---------- (1) Mr. Lusman is the sole managing member of Lusman Capital Management, LLC and Lusman Capital GP, LLC. In accordance with the foregoing, Lusman Capital Management, LLC, Lusman Capital GP, LLC and Mr. Lusman may be deemed to beneficially own the securities of the Issuer owned by the various entities managed by Lusman Capital Management, LLC and Lusman Capital GP, LLC respectively. Joel Lusman (i) Sole power to vote or to direct the vote 0 ---------------, (ii) Shared power to vote or to direct the vote 2,348,153 ---------------, (iii) Sole power to dispose or to direct the disposition of 0 ---------------, (iv) Shared power to dispose or to direct the disposition of 2,348,153 ---------------. Lusman Capital Management, LLC (i) Sole power to vote or to direct the vote 0 ---------------, (ii) Shared power to vote or to direct the vote 2,348,153 ---------------, (iii) Sole power to dispose or to direct the disposition of 0 ---------------, (iv) Shared power to dispose or to direct the disposition of 2,348,153 ---------------. Lusman Capital GP, LLC (i) Sole power to vote or to direct the vote 0 ---------------, (ii) Shared power to vote or to direct the vote 2,228,153 ---------------, (iii) Sole power to dispose or to direct the disposition of 0 ---------------, (iv) Shared power to dispose or to direct the disposition of 2,228,153 ---------------. Lusman Partners, LP (i) Sole power to vote or to direct the vote 0 ---------------, (ii) Shared power to vote or to direct the vote 1,242,437 ---------------, (iii) Sole power to dispose or to direct the disposition of 0 ---------------, (iv) Shared power to dispose or to direct the disposition of 1,242,437 ---------------. Lusman Master Fund, Ltd. (i) Sole power to vote or to direct the vote 0 ---------------, (ii) Shared power to vote or to direct the vote 985,716 ---------------, (iii) Sole power to dispose or to direct the disposition of 0 ---------------, (iv) Shared power to dispose or to direct the disposition of 985,716 ---------------. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. N/A ---------------------------------------------------------------------- Item 6. Ownership of More Than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A ---------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. N/A ---------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group. If a group has filed this schedule pursuant to s.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to s. 240.13d-1(c) or 240.13d-1(d), attach an exhibit stating the identity of each member of the group. N/A ---------------------------------------------------------------------- Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A ---------------------------------------------------------------------- Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 25, 2008 Joel Lusman* /s/ Joel Lusman - ----------------------------------- Joel Lusman Lusman Capital Management, LLC* By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member Lusman Capital GP, LLC* By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member Lusman Partners, LP* By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member of Lusman Capital GP, LLC, its General Partner Lusman Master Fund, Ltd.* By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member of Lusman Capital Management, LLC, its Investment Manager * Each of the Reporting Persons disclaims beneficial ownership in the shares reported herein except to the extent of his or its pecuniary interest therein. Exhibit A AGREEMENT The undersigned agree that this Schedule 13G dated June 25, 2008 relating to the Common Stock, par value $0.01 per share of AutoImmune Inc., shall be filed on behalf of the undersigned. Joel Lusman /s/ Joel Lusman - ----------------------------------- Joel Lusman Lusman Capital Management, LLC By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member Lusman Capital GP, LLC* By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member Lusman Partners, LP By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member of Lusman Capital GP, LLC, its General Partner Lusman Master Fund, Ltd. By: /s/ Joel Lusman ------------------------------- Name: Joel Lusman Title: Managing Member of Lusman Capital Management, LLC, its Investment Manager SK 25583 0001 895436 -----END PRIVACY-ENHANCED MESSAGE-----